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Financial Planning Training (ASIC RG 146)

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The Institute does not currently have a specific or preferred provider in regards to the completion of ASIC RG 146 compliant courses 
 
Should you have any queries in regards to financial planning training and associated requirements please contact the Institute on financial.services@chartered accountants.com.au  
 
List below are some providers of financial services course:

 
 
Kaplan Professional 
 
Kaplan Professional provide a range of Financial Services Education solutions. View Kaplan course information. 
 
Financial Services – Higher Education 
Graduate Certificate in Applied Finance 
Graduate Diploma of Applied Finance 
Master of Applied Finance 
 
Financial Services – Vocational Education 
Diploma of Financial Services (Financial Planning) 
Advanced Diploma of Financial Services (Financial Planning) 
Certificate IV in Financial Services (Finance/Mortgage Broking) 
Diploma of Financial Services (Mortgage Broking) 
 
Note: For members who commenced their financial planning training through FinSIA, please contact Kaplan Professional directly on:  
 
Marnie Diamataris  
Kaplan Professional  
Phone: + 61 2 8248 7634  
Fax: + 61 2 8248 6777  
Email: marnie.diamataris@kaplan.edu.au  
Website: www.kaplanprofessional.edu.au  
 
For Institute members who wish to contact Kaplan professional to enquire about their range of courses and RG 146 solutions in 2009, please contact Kaplan on:  
 
Customer Advice Team  
Phone: 1300 135 798  
Email: info@finsia.edu.au  
Website: www.kaplan.edu.au  
 
Pinnacle Financial Services Academy 
 
Visit the website at http://www.pinnacle.edu.au/ 
 
Pinnacle Financial Services Academy delivers a Diploma of Financial Services (financial planning) - full ASIC RG 146 compliance and an Advanced Diploma of Financial Services (financial planning). 
 
Courses are delivered in both face to face workshops and distance learning formats. 
 
The Diploma of Financial Services (financial planning) has become the primary vehicle in the financial services industry for delivery of ASIC RG146 compliance. 
 
The Diploma meets the minimum training standards required in the industry and is part of the National Training Framework. Pinnacle’s diploma is an approved ASIC pathway and can be found on the training register at http://www.asic.gov.au. 
 
The diploma of financial services (financial planning) is a 4 module course: 
 
(D0601) Financial Planning: Principles & Practice
  • Intro to Financial Planning and Compliance
    •  
  • Intro to Financial Products and Investing
    •  
  • Intro to Retirement Income Streams and Social Security
    •  
  • Economic Fundamentals
    •  
  • Introduction to Taxation
    •  
  • Introduction to Superannuation
    •  
  • Introduction to Estate Planning
    •  
  • Financial Planning Process and Skills
(D0602) Risk Management
    Introduction to Insurance 
  • Risk Mgt Process and Concepts
    •  
  • Risk Mgt and the Australian
    •  
  • Legislative Environment
    •  
  • Types of Insurance
    •  
  • Business Insurance
    •  
  • Underwriting Claims
    •  
  • General Insurance
(D0603) Investment Fundamentals
  • Introduction to Risk, Return and Interest Rates
    •  
  • Managed Investments
    •  
  • Securities
    •  
  • Derivatives
(D0604) Super, Retirement Planning & Social Security
  • Superannuation Overview
    •  
  • Contributing to Superannuation
    •  
  • Withdrawing from Superannuation
    •  
  • Retirement Income Streams
    •  
  • Death Benefits
    •  
  • Social Security
For all enquiries contact Pinnacle Financial Services Academy 
1300 782 822